Providing Service, Protecting You Application forms are filed on-line on the NMLS system MU 4 - salespersons, brokers, or broker-officers performing MLO activities Includes brokers or designated corporations broker- officers who only supervise other MLO licensees MU 1 - licensed brokers who run their own company must file as a sole proprietor MU 1 -corporations which employ licensees performing MLO activates must file as a corporation MU 2 - is filed in conjunction with any MU 1 filing-this is a no fee filing which lists details on owners, officers, and control persons MU 3 -must be filed by any broker or corporation to establish a branch office location where MLO activities are performed E.
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