Apply for a license directly with ASIC (limited or full) Must have education requirements and experience deemed until 2016 Comply with all FoFA measures including disclosure obligations, documentation, processes etc Refer to ASIC website, www.asic.gov.au for details of all applicable Regulatory Guideswww.asic.gov.au Must be member of external dispute resolution service Three part application kit with 65 pages (not all applicable) and need to compile docs around core areas Min $2 million PI insurance cover and must cover license authorisations ASIC and IPA can assist with applications LIMITED LICENSE
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